INTRODUCTION
Every human being alive today is the subject of some state or other. A statement
like this is bound to lead to anyone of a philosophical temperament reaching
for a counter-example. Isn't there a reclusive millionaire somewhere, sitting
out on his own island? And aren't there hermits, survivalists, and even tribal
peoples who refuse to accept the authority of any state? But whether or not
these are genuine counter-examples-probably not-the scarcity of plausible candidates
alone makes the main point. Human beings, for whatever reasons, have a strong
tendency to organize themselves into societies, and these societies contain
the type of power structures which will tend to qualify them as states.
In the next section we will look at what the state is, and whether it might
be justified. Here our primary task is to consider the related question of whether
we can conceive of human beings living without a state, or other organized power
structure. Is it possible? Might it even be preferable to how things are now?
This is the question of what life would be like in 'the state of nature'. Reflection
on this question goes hand in hand with reflection on human nature. Aristotle,
in the first selection here, argues that the state and human beings are made
for each other: the good human life is simply not possible without the state,
Hobbes reaches a similar conclusion, if for different reasons, famously and
graphically arguing that life in the state of nature is 'solitary, poor, nasty,
brutish and short'. The state of nature, argues Hobbes, is a place where it
is too dangerous to respect the moral law, and people cannot be criticized for
doing what- ever they feel necessary-in- competition with others--for their
own preservation. Locke presents a moderate view: the state of nature, although
'inconvenient', is governed by a law of nature which commands people to pre-
serve each other as well as themselves. This law generates natural rights, and
Locke argues that individuals in the state of nature even have the right to
punish those who violate the natural rights of others. Locke is keen to argue
that the state of nature need not be a state of war.
Montesquieu agrees with Hobbes that individuals in the state of nature would
be highly fearful of each other, but argues that this will tend to keep them
formed themselves into societies. Rousseau, typically, is contemptuous of earlier
philosophers attempts to give a true picture of the life of the 'savage'. And,
with some justice, accuses his predecessors of projecting their experience of
human beings, softened and corrupted by civilized society, back on to the state
of nature. Rousseau paints a picture of a human being as a member of the animal
kingdom: an animal with the wits and skill to flourish, but one with instincts
for survival and compassion, in contrast to Hobbes's calculator of self-interest
or Locke's possessor and enforcer of natural rights.
There are, of course, ways of talking about human nature which do not require
one to imagine a state of nature, and the selections from Robert Owen provide
an example. Owen asserted the extreme materialist thesis that the character
of any human being is entirely determined by that being's circumstances. Change
the circumstances and you will change the person. We have included texts where
Owen lays out his view, as well as an illustration of how he thought it might
usefully be applied through the use of the device of a 'silent monitor'. Karl
Marx and Friedrich Engels, though influenced to a degree by Owen, believed that
his view was simplistic. In contrast they emphasize the capacity of human beings
to change themselves and their social relations through their productive activity,
in their social interaction with material nature.
in the first of two selections Darwin explains how nature selects those organisms
with competitive advantages over others, while in the second he argues that
even though acting according to a high moral standard does not aid an individual,
a group in which moral standards exist will win in competition with a group
which has no such standards. Finally, the anarchist, Kropotkin, in opposition
to Hobbes as well as to Darwin, seeks to convince us of the cooperative nature
of all animal species, human beings among them.
We remarked earlier that reflection on the state of nature goes hand in hand
with reflection about human nature. And this leads to the second part of this
section. Is there a difference between male nature and female nature? If so,
should this-should anything-rationally exclude women from participation in the
political process, as has been the case for the great part of human history?
In addition to lacking the right to vote or stand for office, women have, at
various times and places, lacked the right to hold private property, to enter
various professions, or even to receive a university degree. Things are improving,
of course, but no doubt forms of discrimination exist that we don't even recognize
yet.
The selection from Plato provides one common view of the social place of men
and women: that both men and women can perform all social functions, but aside
from such 'trivial' matters as weaving and cooking, men tend to be much better
than women. Nevertheless, an exceptional woman can compete on equal terms. Aristotle
provides an equally common opposing view: that men and women have their own
special functions, and are each supreme in their own sphere. Rousseau pursues
a similar theme in greater detail, dwelling on the delicate power relations
that are likely to develop between a demanding male and a cunning female.
Mary Wollstonecraft takes the discussion in a new direction, arguing that in
order to become full citizens women must lose their financial and social dependence
on men, while John Stuart Mill argues that the fact of such dependence means
that no one knows woman's true nature: that is, how they would act if they were
not bowed into submission. Mill agrees with Plato that women should be encouraged
to compete with men. He is less convinced, though, that they will generally
tend to lose out in competition.
The trend of the thought of Wollstonecraft and Mill is to argue that the apparent
differences between men and women are much less significant than is commonly
believed. Interestingly, though, recent feminist theory quite often attempts
to demonstrate that there are some very important sexual differences that can
play a role in political theory, and perhaps even political practice. Carol
Gilligan argues that men and women often exhibit different patterns of moral
reasoning, and this colours their perception of the world. Alison Jaggar takes
this a step further, claiming that women's oppression gives them a more insightful
standpoint from which to view society. Where men and women's perceptions of
society differ, she claims, those of women are to be preferred.
I.a. The Natural State of Mankind
ARISTOTLE
The State Exists by Nature
Now in this as in other fields we shall get the best view of things if we look
at their natural growth from their beginnings. First, those which are incapable
of existing without each other must unite as a pair. For example, (a) male and
female, for breeding (and this not from choice; rather, as in the other animals
too and in plants, the urge to leave behind another such as one is oneself is
natural); (b) that which naturally rules and that which is ruled, for preservation.
For that which can use its intellect to look ahead is by nature ruler and by
nature master, while that which has the bodily strength to labour is ruled,
and is by nature a slave. Hence master and slave benefit from the same thing.
So it is by nature that a distinction has been made between female and slave.
For nature produces nothing skimpily (like the Delphic knife that smiths make),
but one thing for one purpose; for every tool will be made best if it subserves
not many tasks but one. Non-Greeks, however, assign to female and slave the
same status. This is because they do not have that which naturally rules: their
association comes to be that of a male slave and a female slave. Hence, as the
poets say, 'it is proper that Greeks should rule non-Greeks', on the assumption
that non-Greek and slave are by nature identical. Thus it was from these two
associations that a household first arose, and Hesiod was right in his poetry
when he said, 'first of all a house and a wife and an ox to draw the plough.'
(The ox is the poor man's slave.) So the association formed according to nature
for the satisfaction of the purposes of every day is a house- hold, the members
of which Charondas calls 'bread-fellows', and Epimenides the Cretan 'stable-companions'.
The first association, from several households, for the satisfaction of other
than daily purposes, is a village. The village seems to be by nature in the
highest degree, as a colony of a household-children and grandchildren, whom
some people call 'homogalactic'. This is why states were at first ruled by kings
(as are the nations to this day): they were formed from persons who were under
kingly rule. For every household is under the kingly rule of its most senior
member; so too the colonies, because of the kinship. This is what is mentioned
in Homer: 'Each one lays down the law to children and wives.' For they were
scattered; and that is how they dwelt in ancient times. For this reason the
gods too are said by everyone to be governed by a king-namely because men themselves
were originally ruled by kings and some are so still. Men model the gods' forms
on themselves, and similarly their way of life too. The complete association,
from several villages, is the state, which at once reaches the limit of total
self-sufficiency, so to say. Whereas it comes into existence for the sake of
life, it exists for the sake of the good life. Therefore every state exists
by nature, since the first associations did too. For this association is their
end, and nature is an end; for whatever each thing is in character when its
coming into existence has been completed, that is what we call the nature of
each thing-of a man, for instance, or a horse or a house. Moreover the aim,
i.e. the end, is best; and self-sufficiency is 'both end and best.
These considerations make it clear, then, that the state is one of those things
which exist by nature, and that man is by nature an animal fit for a state.
Anyone who by his nature and not by ill-Iuck has no state is either a wretch
or superhuman; he is also like the man condemned by Homer as having 'no brotherhood,
no law, no hearth'; for he is at once such by nature and keen to go to war,
being isolated like a piece in a game of pettoi.
[From Politics Books 1 and 11, trans. with a commentary by Trevori. Saunders
(Clarendon Press, Oxford,.1995),2-3.]
THOMAS HOBBES
The Misery of the Natural Condition of Mankind
Nature hath made men so equal, in the faculties of the body, and mind; as that
though there be found one man sometimes manifestly stronger in body, or of quicker
mind than another; yet when all is reckoned together, the difference between
man, and man, is not so considerable, as that one man can thereupon claim to
himself any benefit, to which another may not pretend, as well as he. For as
to the strength of body, the weakest has strength enough to kin the strongest,
either by secret machination, or by confederacy with others, that are in the
same danger with himself
And as to the faculties of the mind, (setting aside the arts grounded upon words,
and especially that skill of proceeding upon general, and infallible rules,
called science; which very few have, and but in few things; as being not a native
faculty, born with us; nor attained (as prudence,) while we took after somewhat
else,) I find yet a greater equality amongst men, than that of strength. For
prudence, is but experience; which equal time, equally bestows on an men, in
those things they equally apply themselves unto. That which may perhaps make
such equality incredible, is but a vain conceit of one's own wisdom, which almost
all men think they have in a greater degree, than the vulgar; that is, than
all men but themselves, and a few others, whom by fame, or for concurring with
them- selves, they approve. For such is the nature of men, that howsoever they
may ac- knowledge many others to be more witty, or more eloquent, or more learned;
yet they will hardly believe there be many so wise as themselves; for they see
their own wit at hand, and other men's at a distance. But this proveth rather
that men are in that point equal, than unequal. For there is not ordinarily
a greater sign of the equal distribution of any thing, than that every man is
contented with his share.
From this equality of ability, ariseth equality of hope in the attaining of
our ends. And therefore if any two men desire the same thing, which nevertheless
they cannot both enjoy, they become enemies; and in the way to their end, (which
is principally their own conservation, and sometimes their delectation only,)
endeavour to destroy, or subdue one another. And from hence it comes to pass,
that where an invader hath no more to fear, than another man's single power;
if one plant, sow, build, or possess a convenient seat, others may probably
be expected to come prepared with forces united, to dispossess, and deprive
him, not only of the fruit of his labour, but also of his life, or liberty.
And the invader again is in the like danger of another.
And from this diffidence of one another, there is no way for any man to se-
cure himself, so reasonable, as anticipation; that is, by force, or wiles, to
master the persons of all men he can, so long, till he see no other power great
enough to endanger him: and this is no more than his own conservation requireth,
and is generally allowed. Also because there be some, that taking pleasure in
contemplating their own power in the acts of conquest, which they pursue farther
than their security requires; if others, that otherwise would be glad to be
at ease within modest bounds, should not by invasion increase their power, they
would not be able, long time, by standing only on their defence, to subsist.
And by consequence, such augmentation of dominion over men, being necessary
to a man's conservation, it ought to be allowed him.
Again, men have no pleasure, (but on the contrary a great deal of grief) in
keeping company, where there is no power able to over-awe them all. For every
man looketh that his companion should value him, at the same rate he sets upon
himself- and upon all signs of contempt, or undervaluing, naturally endeavours,
as far as he dares (which amongst them that have no common power to keep them
quiet, is far enough to make them destroy each other,) to extort a greater value
from his contemners, by damage; and from others, by the example.
So that in the nature of man, we find three principal causes of quarrel. First,
competition; secondly, diffidence; thirdly, glory.
The first, maketh men invade for gain; the second, for safety; and the third,
for reputation. The first use violence, to make themselves masters of other
men's persons, wives, children, and cattle; the second, to defend them; the
third, for trifles, as a word, a smile, a different opinion, and any other sign
of under- value, either direct in their persons, or by reflection in their kindred,
their friends, their nation, their profession, or their name.
Hereby it is manifest, that during the time men live without a common power
to keep them all in awe, they are in that condition which is called war; and
such a war, as is of every man, against every man. For WAR, consisteth not in
battle only, or the act of fighting; but in a tract of time, wherein the will
to contend by battle is sufficiently known: and therefore the notion of time,
is to be considered in the nature of war; as it is in the nature of weather.
For as the nature of foul weather, lieth not in a shower or two of rain; but
in an inclination thereto of many days together: so the nature of war, consisteth
not in actual fighting; but in the known disposition thereto, during an the
time there is no assurance to the contrary. All other time is PEACE.
Whatsoever therefore is consequent to a time of war, where every man is enemy
to every man; the same is consequent to the time, wherein men live without other
security, than what their own strength, and their own invention shall furnish
them withal. In such condition, there is no place for industry; be- cause the
fruit thereof is uncertain: and consequently no culture of the earth; no navigation,
nor use of the commodities that may be imported by sea; no commodious building;
no instruments of moving, and removing such things as require much force; no
knowledge of the face of the earth; no account of time; no arts; no letters;
no society; and which is worst of all, continual fear, and danger of violent
death; and the life of man, solitary, poor, nasty, brutish, and short.
It may seem strange to some man, that has not well weighed these things; that
nature should thus dissociate, and render men apt to invade, and destroy one
another: and he may therefore, not trusting to this inference, made from the
passions, desire perhaps to have the same confirmed by experience. Let him therefore
consider with himself, when taking a journey, he arms himself, and seeks to
go well accompanied; when going to sleep, he locks his doors; when even in his
house he locks his chests; and this when he knows there be laws, and public
officers, armed, to revenge all injuries shall be done him; what opinion he
has of his fellow-subjects, when he rides armed; of his fellow citizens, when
he locks his doors; and of his children, and servants, when he locks his chests.
Does he not there as much accuse mankind by his actions, as I do by my words?
But neither of us accuse man's nature in it. The desires, and other passions
of man, are in themselves no sin. No more are the actions, that proceed from
those passions, till they know a law that forbids them: which till laws be made
they can- not know: nor can any law be made, till they have agreed upon the
person that shall make it.
It may peradventure be thought, there was never such a time, nor condition of
war as this; and I believe it was never generally so, over all the world: but
there are many places, where they live so now. For the savage people in many
places of America, except the government of small families, the concord whereof
dependeth on natural lust, have no government at all; and five at this day in
that brutish manner, as I said before. Howsoever, it may be perceived what manner
of life there would be, where there were no common power to fear; by the manner
of life, which men that have formerly lived under a peaceful government, use
to degenerate into, in a civil war. But though there had never been any time,
wherein particular men were in a condition of war one against another; yet in
all times, kings, and persons of sovereign authority, because of their independency,
are in continual jealousies, and in the state and posture of gladiators; having
their weapons pointing, and their eyes fixed on one another; that is, their
forts, garrisons, and guns upon the frontiers of their kingdoms; and continual
spies upon their neighbours; which is a posture of war. But because they uphold
thereby, the industry of their subjects; there does not follow from it, that
misery, which accompanies the liberty of particular men.
To this war of every man against every man, this also is consequent; that nothing
can be unjust. The notions of right and wrong, justice and injustice have there
no place. Where there is no common power, there is no law: where no law, no
injustice. Force, and fraud, are in war the two cardinal virtues justice, and
injustice are none of the faculties neither of the body, nor mind. If they were,
they might be in a man that were alone in the world, as well as his senses,
and passions. They are qualities, that relate to men in society, not in solitude.
It is consequent also to the same condition, that there be no propriety, no
dominion, no mine and thine distinct; but only that to be every man's, that
he can get; and for so long, as he can keep it. And thus much for the iu condition,
which man by mere nature is actually placed in; though with a possibility to
come out of it, consisting partly in the passions, partly in his reason.
The passions that incline men to peace, are fear of death; desire of such things
as are necessary to commodious living; and a hope by their industry to obtain
them. And reason suggesteth convenient articles of peace, upon which men may
be drawn to agreement. These articles, are they, which otherwise are called
the Laws of Nature.
[From Leviathan, ed. with introd. byj. C. A. Gaskin (Oxford University Press,
Oxford, 1996),82--6. First Published 1651.)
JOHN LOCKE
The State of Nature and the State of War
To understand political power aright, and derive it from its original, we must
consider what estate all men are naturally in, and that is, a state of perfect
freedom to order their actions, and dispose of their possessions and persons
as they think fit, within the bounds of the law of Nature, without asking leave
or de- pending upon the will of any other man.
A state also of equality, wherein all the power and jurisdiction is reciprocal,
no one having more than another, there being nothing more evident than that
creatures of the same species and rank, promiscuously born to all the same ad-
vantages of Nature, and the use of the same faculties, should also be equal
one amongst another, without subordination or subjection, unless the lord and
master of them all should, by any manifest declaration of his will, set one
above another, and confer on him, by an evident and clear appointment, an un-
doubted right to dominion and sovereignty. [
]
But though this be a state of liberty, yet it is not a state of licence; though
man in that state have an uncontrollable liberty to dispose of his person or
possessions, yet he has not liberty to destroy himself, or so much as any creature
in his possession, but where some nobler use than its bare preservation calls
for it. The state of Nature has a law of Nature to govern it, which obliges
every one, and reason, which is that law, teaches all mankind who will but consult
it, that being all equal and independent, no one ought to harm another in his
life, health, liberty or possessions; for men being all the workmanship of one
omnipotent and infinitely wise Maker; all the servants of one sovereign Master,
sent into the world by His order and about His business; they are His property,
whose workmanship they are made to last during His, not one another's plea-
sure. And, being furnished with like faculties, sharing all in one community
of Nature, there cannot be supposed any such subordination among us that may
authorise us to destroy one another, as if we were made for one another's uses,
as the inferior ranks of creatures are for ours. Every one as he is bound to
pre- serve himself, and not to quit his station wilfully, so by the like reason,
when his own preservation comes not in competition, ought he as much as he can
to pre- serve the rest of mankind, and not unless it be to do justice on an
offender, take away or impair the life, or what tends to the preservation of
the life, the liberty, health, limb, or goods of another.
And that all men may be restrained from invading others' rights, and from doing
hurt to one another, and the law of Nature be observed, which willeth the peace
and preservation of all mankind, the execution of the law of Nature is in that
state put into every man's hands, whereby every one has a right to punish the
transgressors of that law to such a degree as may hinder its violation. For
the law of Nature would, as all other laws that concern men in this world, be
in vain if there were nobody that in the state of Nature had a power to execute
that law, and thereby preserve the innocent and restrain offenders; and if any
one in the state of Nature may punish another for any evil he has done, every
one may do so. For in that state of perfect equality, where naturally there
is no superiority of jurisdiction of one over another, what any may do in prosecution
of that law, every one must needs have a right to do.
And thus, in the state of Nature, one man comes by a power over another, but
yet no absolute or arbitrary power to use a criminal, when he has got him in
his hands, according to the passionate heats or boundless extravagancy of his
own will, but only to retribute to him so far as calm reason and conscience
dictate, what is proportionate to his transgression, which is so much as may
serve for reparation and restraint. For these two are the only reasons why one
man may lawfully do harm to another, which is that we call punishment. In transgressing
the law of Nature, the offender declares himself to live by another rule than
that of reason and common equity, which is that measure God has set to the actions
of men for their mutual security, and so he becomes dangerous to mankind; the
tie which is to secure them from injury and violence being slighted and broken
by him, which being a trespass against the whole species, and the peace and
safety of it, provided for by the law of Nature, every man upon this score,
by the right he hath to preserve mankind in general, may restrain, or where
it is necessary, destroy things noxious to them, and so may bring such evil
on any one who hath transgressed that law, as may make him repent the doing
of it, and thereby deter him, and, by his example, others from doing the like
mischief. And in this case, and upon this ground, every man hath a right to
punish the offender, and be executioner of the law of Nature.
I doubt not but this will seem a very strange doctrine to some men; but be-
fore they condemn it, I desire them to resolve me by what right any prince or
state can put to death or punish an alien for any crime he commits in their
country? It is certain their laws, by virtue of any sanction they receive from
the promulgated will of the legislature, reach not a stranger. They speak not
to him, nor, if they did, is he bound to hearken to them. The legislative authority
by which they are in force over the subjects of that commonwealth hath no power
over him. Those who have the supreme power of making laws in England, France,
or Holland are, to an Indian, but like the rest of the world-men with- out authority.
And therefore, if by the law of Nature every man hath not a power to punish
offences against it, as he soberly judges the case to require, I see not how
the magistrates of any community can punish an alien of another country, since,
in reference to him, they can have no more power than what every man naturally
may have over another. [
]
From these two distinct rights (the one of punishing the crime, for restraint
and preventing the like offence, which right of punishing is in everybody, the
other of taking reparation, which belongs only to the injured party) comes it
to pass that the magistrate, who by being magistrate hath the common right of
punishing put into his hands, can often, where the public good demands not the
execution of the law, remit the punishment of criminal offences by his own authority,
but yet cannot remit the satisfaction due to any private man for the damage
he has received. That he who hath suffered the damage has a right to demand
in his own name, and he alone can remit. The damnified person has this power
of appropriating to himself the goods or service of the offender by right of
self-preservation, as every man has a power to punish the crime to prevent its
being committed again, by the right he has of preserving all mankind, and doing
all reasonable things he can in order to that end. And thus it is that every
man in the state of Nature has a power to kill a murderer, both to deter others
from doing the like injury (which no reparation can compensate) by the ex- ample
of the punishment that attends it from everybody, and also to secure men from
the attempts of a criminal who, having renounced reason, the common rule and
measure God hath given to mankind, hath, by the unjust violence and slaughter
he hath committed upon one, declared war against all mankind, and therefore
may be destroyed as a hon or a tiger, one of those wild savage beasts with whom
men can have no society nor security. And upon this is grounded that great law
of Nature, 'Whoso sheddeth man's blood, by man shall his blood be shed.' And
Cain was so fully convinced that every one had a right to destroy such a criminal,
that, after the murder of his brother, he cries out, 'Every one that findeth
me shall slay me,' so plain was it writ in the hearts of all mankind.
By the same reason may a man in the state of Nature punish the lesser breaches
of that law, it will, perhaps, be demanded, with death? I answer: Each transgression
may be punished to that degree, and with so much severity, as will suffice to
make it an ill bargain to the offender, give him cause to repent, and terrify
others from doing the like. Every offence that can be committed in the state
of Nature may, in the state of Nature, be also punished equally, and as far
forth, as it may, in a commonwealth. For though it would be beside my present
purpose to enter here into the particulars of the law of Nature, or its measures
of punishment, yet it is certain there is such a law, and that too as intelligible
and plain to a rational creature and a studier of that law as the posi- tive
laws of commonwealths, nay, possibly plainer; as much as reason is easier to
be understood than the fancies and intricate contrivances of men, following
contrary and hidden interests put into words; for truly so are a great part
of the municipal laws of countries, which are only so far right as they are
founded on the law of Nature, by which they are to be regulated and interpreted.
To this strange doctrine-viz., That in the state of Nature every one has the
executive power of the law of Nature-I doubt not but it will be objected that
it is unreasonable for men to be judges in their own cases, that self-love will
make men partial to themselves and their friends; and, on the other side, ill-
nature, passion, and revenge will carry them too far in punishing others, and
hence nothing but confusion and disorder will follow, and that therefore God
hath certainly appointed government to restrain the partiality and violence
of men. I easily grant that civil government is the proper remedy for the inconveniences
of the state of Nature, which must certainly be great where men may be judges
in their own case, since it is easy to be imagined that he who was so unjust
as to do his brother an injury will scarce be so just as to condemn him- self
for it. But I shall desire those who make this objection to remember that absolute
monarchs are but men; and if government is to be the remedy of those evils which
necessarily follow from men being judges in their own cases, and the state of
Nature is therefore not to be endured, I desire to know what kind of government
that is, and how much better it is than the state of Nature, where one man commanding
a multitude has the liberty to be judge in his own case, and may do to all his
subjects whatever he pleases without the least question or control of those
who execute his pleasure? And in whatsoever he doth, whether led by reason,
mistake, or passion, must be submitted to? Which men in the state of Nature
are not bound to do one to another. And if he that judges, judges amiss in his
own or any other case, he is answerable for it to the rest of mankind.
It is often asked as a mighty objection, where are, or ever were, there any
men in such a state of Nature? To which it may suffice as an answer at pre-
sent, that since all princes and rulers of 'independent' governments all through
the world are in a state of Nature, it is plain the world never was, nor never
will be, without numbers of men in that state. I have named all governors of
'independent' communities, whether they are, or are not, in league with others;
for it is not every compact that puts an end to the state of Nature between
men, but only this one of agreeing together mutually to enter into one community,
and make one body politic; other promises and compacts men may make one with
another, and yet still be in the state of Nature. The promises and bargains
for truck, etc., between the two men in Soldania, in or between a Swiss and
an Indian, in the woods of America, are binding to them, though they are perfectly
in a state of Nature in reference to one an- other for truth, and keeping of
faith belongs to men as men, and not as members of society. [
]
And here we have the plain difference between the state of Nature and the state
of war, which however some men have confounded, are as far distant as a state
of peace, goodwill, mutual assistance, and preservation; and a state of enmity,
malice, violence and mutual destruction are one from another. Men living together
according to reason without a common superior on earth, with authority to judge
between them, is properly the state of Nature. But force, or a declared design
of force upon the person of another, where there is no common superior on earth
to appeal to for relief, is the state of war; and it is the want of such an
appeal gives a man the right of war even against an aggressor, though he be
in society and a fellow-subject.
[From Two Treatises of Civil Government, ed. W S. Carpenter (J. M. Dent, London,
1924
(1962 repr.)), 118-21, 123-4, 126. First published 1690.]
BARON DE MONTESQUIEU
Fear and Peace
Man, as a physical being, is like other bodies governed by invariable laws.
As an intelligent being, he incessantly transgresses the laws established by
God, and changes those of his own instituting. He is left to his private direction,
though a limited being, and subject, like all finite intelligences, to ignorance
and error: even his imperfect knowledge he loses; and as a sensible creature,
he is hurried away by a thousand impetuous passions. Such a being might every
instant forget his Creator; God has therefore reminded him of his duty by the
laws of religion. Such a being is liable every moment to forget himself, philosophy
has provided against this by the laws of morality. Formed to live in society,
he might forget his fellow-creatures; legislators have, therefore, by political
and civil laws, confines him to his duty.
Antecedent to the above-mentioned laws are those of nature, so called, because
they derive their force entirely from our frame and existence. in order tc have
a perfect knowledge of these laws, we must consider man before the establishment
of society: the laws received in such a state would be those of nature.
The law which, impressing on our minds the idea of a Creator, inclines us towards
Him, is the first in importance, though not in order, of natural laws. Mar in
a state of nature would have the faculty of knowing, before he had acquired
any knowledge. Plain it is that his first ideas would not be of a speculative
na- ture; he would think of the preservation of his being, before he would investigate
its origin. Such a man would feel nothing in himself at first but impotency
and weakness; his fears and apprehensions would be excessive; as appears from
instances (were there any necessity of proving it) of savages found in forests:
trembling at the motion of a leaf, and flying from every shadow.
In this state every man, instead of being sensible of his equality, would fancy
himself inferior. There would, therefore, be no danger of their attacking one
another; peace would be the first law of nature.
The natural impulse or desire which Hobbes attributes to mankind of subduing
one another is far from being well founded. The idea of empire and do- minion
is so complex, and depends on so many other notions, that it could never be
the first which occurred to the human understanding.
Hobbes inquires, 'For what reason go men armed, and have locks and keys tc fasten
their doors, if they be not naturally in a state of war?' But is it not obvious
that he attributes to mankind before the establishment of society what can hap.
pen but in consequence of this establishment, which furnishes them with motives
for hostile attacks and self-defence?
Next to a sense of his weakness man would soon find that of his wants Hence
another law of nature would prompt him to seek for nourishment.
Fear, I have observed, would induce men to shun one another; but the mark.,
of this fear being reciprocal, would soon engage them to associate. Besides,
this association would quickly follow from the very pleasure one animal feels
at the approach of another of the same species. Again, the attraction arising
from the difference of sexes would enhance this pleasure, and the natural inclination
they have for each other would form a third law.
Besides the sense or instinct which man possesses in common with brutes, he
has the advantage of acquired knowledge; and thence arises a second tic, which.
brutes have not. Mankind have, therefore, a new motive of uniting; and a fourth
law of nature results from the desire of living in society. As soon as man enters
into a state of society he loses the sense of his weak- ness; equality ceases,
and then commences the state of war.
[From Charles Louis de Secondat, Baron de montesquieu, The Spirit of the Laws,
trans. Thomas Nugent, with an introduction by Franz Neumann (Hafner Press, New
York, Collier Macmillan, London, 1949),3-5. First published 1748.]
JEAN-JACQUES ROUSSEAU
The Noble Savage
The philosophers, who have inquired into the foundations of society, have all felt the necessity of going back to a state of nature; but not one of them has got there. Some of them have not hesitated to ascribe to man, in such a state, the idea of just and unjust, without troubling themselves to show that he must be possessed of such an idea, or that it could be of any use to him. [...] We should beware, therefore, of confounding the savage man with the men we have daily before our eyes. Nature treats all the animals left to her care with a predilection that seems to show how jealous she is of that right. The horse, the cat, the bull, and even the ass are generally of greater stature, and always more robust, and have more vigour, strength, and courage, when they run wild in the forests than when bred in the stall. By becoming domesticated, they lose half these advantages; and it seems as if all our care to feed and treat them well serves only to deprave them. it is thus with man also: as he becomes sociable and a slave, he grows weak, timid, and servile; his effeminate way of life totally enervates his strength and courage. To this it may be added that there is still a greater difference between savage and civilized man than between wild and tame beasts; for men and brutes having been treated alike by nature, the several conveniences in which men indulge themselves still more than they do their beasts, are so many additional causes of their deeper degeneracy. It is not therefore so great a misfortunate to these primitive men, nor so great an obstacle to their preservation, that they go naked, have no dwellings, and lack all the superfluities which we think so necessary if their skins are not covered with hair, they have no need of such covering in warm climates; and, in cold countries, they soon learn to appropriate the skins of the beasts they have overcome. If they have but two legs to run with, they have two arms to de- fend themselves with, and provide for their wants. Their children are slowly and with difficulty taught to walk; but their mothers are able to carry them with ease; an advantage which other animals lack, as the mother, if pursued, is forced either to abandon her young, or to regulate her pace by theirs. Unless, in short, we suppose a singular and fortuitous concurrence of circumstances of which I shall speak later, and which could well never come about, it is plain in every state of the case, that the man who first made himself clothes or dwelling was furnishing himself with things not at all necessary; for he had till then done without them, and there is no reason why he should not have been able to put up in manhood with the same kind of life as had been his in infancy.
Whatever moralists may hold, the human understanding is greatly indebted to
the passions, which, it is universally allowed, are also much indebted to the
understanding. It is by the activity of the passions that our reason is improved;
for we desire knowledge only because we wish to enjoy; and it is impossible
to conceive any reason why a person who has neither fears nor desires should
give himself the trouble of reasoning. The passions, again, originate in our
wants, and their progress depends on that of our knowledge; for we cannot desire
or fear anything, except from the idea we have of it, or from the simple impulse
of nature. Now savage man, being destitute of every species of enlightenment,
can have no passions save those of the latter kind: his desires never go beyond
his physical wants. The only goods he recognizes in the universe are food, a
fe- male, and sleep: the only evils he fears are pain and hunger. I say pain,
and not death: for no animal can know what it is to die; the knowledge of death
and its terrors being one of the first acquisitions made by man in departing
from an animal state. [...]
it appears, at first view, that men in a state of nature, having no moral relations
or determinate obligations one with another, could not be either good or bad,
virtuous or vicious; unless we take these terms in a physical sense, and call,
in an individual, those qualities vices which may be injurious to his preservation,
and those virtues which contribute to it; in which case, he would have to be
accounted most virtuous, who put least check on the pure impulses of nature.
But without deviating from the ordinary sense of the words, it will be proper
to suspend the judgment we might be led to form on such a state, and be on our
guard against our prejudices, till we have weighted the matter in the scales
of impartiality, and seen whether virtues or vices preponderate among civilized
men: and whether their virtues do them more good than their vices do harm; till
we have discovered whether the progress of the sciences sufficiently indemnifies
them for the mischiefs they do one another, in proportion as they are better
informed of the good they ought to do; or whether they would not be, on the
whole, in a much happier condition if they had nothing to fear or to hope from
any one, than as they are, subjected to universal dependence, and obliged to
take everything from those who engage to give them nothing in re- turn.
Above all, let us not conclude, with Hobbes, that because man has no idea of
goodness, he must be naturally wicked; that he is vicious because he does not
know virtue; that he always refuses to do his fellow-creatures services which
he does not think they have a right to demand; or that by virtue of the right
he justly claims to all he needs, he foolishly imagines himself the sole proprietor
of the whole universe. Hobbes had seen clearly the defects of all the modern
definitions of natural right: but the consequences which he deduces from his
own show that he understands it in an equally false sense. In reasoning on the
principles he lays down, he ought to have said that the state of nature, being
that in which the care for our own preservation is the least prejudicial to
that of others, was consequently the best calculated to promote peace, and the
most suitable for mankind. He does say the exact opposite, in consequence of
having improperly admitted, as a part of savage man's care for self-preservation,
the gratification of a multitude of passions which are the work of society,
and have made laws necessary. A bad man, he says, is a robust child. But it
remains to be proved whether man in a state of nature is this robust child:
and, should we grant that he is, what would he infer? Why truly, that if this
man, when robust and strong, were dependent on others as he is when feeble,
there is no extravagance he would not be guilty of, that he would beat his mother
when she was too slow in giving him her breast; that he would strangle one of
his younger brothers, if he should be troublesome to him, or bite the leg of
another, if he put him to any inconvenience. But that man in the state of nature
is both strong and dependent involves two contrary suppositions. Man is weak
when he is dependent, and is his own master before he comes to be strong. Hobbes
did not reflect that the same cause, which prevents a savage from making use
of his reason, as our jurists hold, prevents him also from abusing his faculties,
as Hobbes himself allows; so that it may be justly said that savages are not
bad merely because they do not know what it is to be good: for it is neither
the development of the understanding nor the restraint of law that hinders them
from doing in; but the peacefulness of their passions, and their ignorance of
vice: tanto plus in illis projicit vitiorum igno-ratio, quam in his cognitio
virtutis. There is another principle which has escaped Hobbes; which, having
been bestowed on mankind, to moderate, on certain occasions, the impetuosity
of amour-prom, or, before its birth, the desire of self-preservation, tempers
the ardour with which he pursues his own welfare, by an innate repugnance at
seeing a fellow-creature suffer. I think I need not fear contradiction in holding
man to be possessed of the only natural virtue, which could not be denied him
by the most violent detractor of human virtue. I am speaking of compassion,
which is a disposition suitable to creatures so weak and subject to so many
evils as we certainly are: by so much the more universal and useful to mankind,
as it comes before any kind of reflection; and at the same time so natural,
that the very brutes themselves sometimes give evident proofs of it. Not to
mention the tenderness of mothers for their offspring and the perils they en-
counter to save them from danger, it is well known that horses show a reluctance
to trample on living bodies. One animal never passes by the dead body of another
of its species without disquiet: some even give their fellows a sort of burial;
while the mournful lowings of the cattle when they enter the slaughter-house
show the impressions made on them by the horrible spectacle which meets them.
[
]
Such is the pure emotion of nature, prior to all kinds of reflection! Such is
the force of natural compassion, which the greatest depravity of morals has
as yet hardly been able to destroy! [
]
Let us conclude then that man in a state of nature, wandering up and down the
forests, without industry, without speech, and without home, an equal stranger
to war and to all ties, neither standing in need of his fellow-creatures nor
having any desire to hurt them, and perhaps even not distinguishing them one
from another; let us conclude that, being self-sufficient and subject to so
few passions, he could have no feelings or knowledge but such as befitted his
situation; that he felt only his actual necessities, and disregarded everything
he did not think himself immediately concerned to notice, and that his understanding
made no greater progress than his vanity. if by accident he made any discovery,
he was the less able to communicate it to others, as he did not know even his
own children. Every art would necessarily perish with its inventor, where there
was no kind of education among men, and generations succeeded generations without
the least advance; when, all setting out from the same point, centuries must
have elapsed in the barbarism of the first ages; when the race was already old,
and man remained a child.
[From A Discourse on the Origin of Inequality, in The Social Contract and Discourses,
trans. and introd. G. D. H. Cole (J. M. Dent, London, 1973), 50, 57-8, 61, 7x-4,79-80.
First published 1755.]
ROBERT OWEN
Man's Character is Formed for Him
From the earliest ages it has been the practice of the world to act on the
suppo- sition that each individual man forms his own character, and that therefore
he is accountable for all his sentiments and habits, and consequently merits
reward for some and punishment for others. Every system which has been established
among men has been founded on these erroneous principles. When, however, they
shall be brought to the test of fair examination, they will be found not only
unsupported, but in direct opposition to all experience, and to the evidence
of our senses.
This is not a slight mistake, which involves only trivial consequences; it is
a fundamental error of the highest possible magnitude, it enters into all our
pro- ceedings regarding man from his infancy; and it will be found to be the
true and sole origin of evil. It generates and perpetuates ignorance, hatred
and revenge, where, without such error, only intelligence, confidence, and kindness
would exist. it has hitherto been the Evil Genius of the world. It severs man
from man throughout the various regions of the earth; and it makes enen-ties
of those who, but for this gross error, would have enjoyed each other's kind
offices and sincere friendship. It is, in short, an error which carries misery
in all its conse- quences.
This error cannot much longer exist; for every day will make it more evident
that the character of man is, without a single exception, alwaysformedfor him;
and that it may be, and is, chiefly created by his predecessors that they give
him, or may give him, his ideas and habits, which are the powers that govern
and direct his conduct. Man, therefore, never did, nor is it possible that he
ever can, form his own character.
The knowledge of this important fact has not been derived from any of the wild
and heated speculations of an ardent and ungoverned imagination; on the contrary,
it proceeds from a long and patient study of the theory and practice of human
nature, under many varied circumstances; and it will be found to be a deduction
drawn from such a multiplicity of facts, as to afford the most com- plete demonstration.
Every society which now exists, as well as every society history records, has
been formed and governed on a belief in the notions, assumed asfirstprinciples:
First-That it is in the power of every individual to form his own character.
Hence the various systems called by the name of religion, codes of law and
punishments. Hence also the angry passions entertained by individuals and na-
tions towards each other.
Second-That the affections are at the command of the individual.
Hence insincerity and degradation of character. Hence the miseries of do- mestic
life, and more than one half of the crimes of mankind.
Third-That it is necessary that a large portion of mankind should exist in ig-
norance and poverty, in order to secure the remaining part such a degree of
hap- piness as they now enjoy.
Hence a system of counteraction in the pursuits of man, a general opposi- tion
among individuals to the interests of each other, ind the necessary effects
of such a system-ignorance, poverty, and vice.
Facts prove, however-
First-that character is universally formedfor, and not by the individual. Second-That
any habits and sentiments may be given to mankind. Third-That the affections
are not under the control of the individual. Fourth-That every individual may
be trained to produce far more than he
can consume, while there is a sufficiency of soil left for him to cultivate.
Fifth-That nature has provided means by which populations may be at all
times maintained in the proper state to give the greatest happiness to every
in- dividual, without one check of vice or misery.
Sixth-That any community may be arranged, on a due combination of the foregoing
principles, in such a manner, as not only to withdraw vice, poverty, and, in
a great degree, misery, from the world; but also to place every individual under
such circumstances in which he shall enjoy more permanent happiness than can
be given to any individual under the principles which have hitherto reg- ulated
society.
Seventh-That all the assumed fundamental principles on which society has hitherto
been founded are erroneous, and may be demonstrated to be contrary to fact.
And-
Eighth-That the change which would follow the abandonment of these c roneous
maxims which bring misery to the world, and the adoption of princ ples of truth,
unfolding a system which shall remove and for ever exclude th misery, may be
effected without the slightest injury to any human being. E. . .-
How much longer shall we continue to allow generation after generation I be
taught crime from their infancy, and when so taught, hunt them like beas of
the forests, until they are entangled beyond escape in the toils and nets of
tl law? When, if the circumstances of those poor unpitied sufferers had been
ri versed with those who are even surrounded with the pomp and dignity of ju
tice, these latter would have been at the bar of the culprit, and the former
woul have been at the judgement seat.
Had the presentjudges of these realms been born and educated among th poor and
profligate of St Giles, or some sin-fflar situation, is it not certain, ina@
much as they possess native energies and abilities, that ere this they would
ha'V been at the head of their then profession, and, in consequence of that
superior ity and profir-iency, would already have suffered imprisonment, transportatio
or death? Can we for a moment hesitate to decide, that if some of those me:
whom the laws dispensed by the present judges have doomed to suffer capita punishments,
had been born, trained and circumstanced as these judges wer born, trained and
circumstanced, that some of those who had so suffered woul, have been the identical
individuals who would have passed the same awful ser tences on the present highly
esteemed dignitaries of the law. [ ...)
I was greatly averse to punishments, and much preferred as far as possibl simple
means to render punishment unnecessary, as it is always unjust to the in dividual.
To prevent punishment by the overlooker and masters of department who had been
accustomed to whip and strap the young people, and who oftei from ignorance
abused their authority, I invented what the people soon called telegraph.
This consisted of a four-sided piece of wood, about two inches long, and oni
broad, each side coloured-one side black, another blue, the third yellow, an(
the fourth white, tapered at the top, and finished with wire eyes, to hang upon;
hook with either side to the front. One of these was suspended in a conspicuous
Place near to each of the persons employed, and the colour at the front told
th( conduct of the individual during the preceding day, to four degrees by compar
ison. Bad, denoted by black, indifferent by blue, good by yellow and excellent
by white.
This was the preventer of punishment. There was no beating-no abusiv( language.
I passed daily through all the rooms, and the workers observed me al. ways to
look at these telegraphs-and when black I merely looked at the persor and then
at the colour-but never said a word to one of them by way of blame And if any
one thought the inferior colour was not deserved by him as given, ii was desired
that complaint should be made to me. But this seldom occurred, Now this simple
device and silent monitor began to show its effects upon the character of the
workers. At first a large proportion daily were black and blue, few yellow and
scarcely any white. Gradually the black were changed for blue, the blues for
yellow, and the yellows for white. And for rnany years the perrna- nent daily
conduct of a very large nurnber of those who were employed, de- served and had
No. i placed as their character on the books of the establishment. Soon after
the adoption of this telegraph I could at once see by the expression of the
countenance what was the colour which was shown. As there were four colours
there were four different expressions of countenance niost evident to rne as
I passed along the roorns.
Never perhaps in the history of the hurnan race has so sirnple a device created
in so short a period so inuch order, virtue, goodness, and happiness, out of
so rnuch ignorance, error, and rnisery.
[Note by A. L. Morton: It is often said that in this, and other ways, Owen
treated his work-people as if they were children. There is some truth in this,
but it must be remembered that a large proportion of them were children. And
it was al- ways with children that Owen was most successful.]
[Frorn A. L. Morton, The Life and Ideas of Robert Owen (International Publishers,
New York, and Lawrence & Wishart, London, x962 and ig6g), 73-6, Si-2, 9".
First published 1813, l8i6,1857.1
KARL MARX AND FRIEDRICH ENGELS
Man as a Productive Being
The premises from which we begin are not arbitrary ones, not dogmas, but real
premises from which abstraction can only be made in the imagination. They are
the real individuals, their activity and the material conditions under which
they live, both those which they find already existing and those produced by
their ac- tivity. These premises can thus be verified in a purely empirical
way.
The first premise of all human history is, of course, the existence of living
human individuals. Thus the first fact to be established is the physical Organisation
of these individuals and their consequent relation to the rest of nature. Of
course, we cannot here go either into the actual physical nature of man, or
into the natural conditions in which man finds himself-geological, orohydrographical,
climatic and so on. The writing of history must always set out from these natural
bases and their modification in the course of history through the action of
men.
Men can be distinguished from animals by consciousness, by religion or any-
thing else you like. They themselves begin to distinguish themselves from ani-
mals as soon as they begin to produce their means of subsistence, a step which
is conditioned by their physical Organisation. By producing their means of subsis-
tence men are indirectly producing their actual material life. The way in which
men produce their means of subsistence depends first of all on the nature of
the actual means of subsistence they find in existence and have to reproduce.
This mode of production must not be considered simply as being the production
of the physical existence of the individuals. Rather it is a definite form of
activity of these individuals, a definite form of expressing their fife, a definite
mode of life on their part. As individuals express their life, so they are.
What they are, therefore, coincides with their production, both with what they
produce and with how they produce. The nature of individuals thus de- pends
on the material conditions determining their production. [...]
The fact is, therefore, that definite individuals who are productively active
in a definite way enter into these definite social and political relations.
Empirical observation must in each separate instance bring out empirically,
and without any mystification and speculation, the connection of the social
and political structure with production. The social structure and the State
are continually evolving out of the He process of definite individuals, but
of individuals, not as they may appear in their own or other people's imagination,
but as they really are; i.e. as they operate, produce materially, and hence
as they work under defi- nite material limits, presuppositions and conditions
independent of their will. [...]
This method of approach is not devoid of premises. It starts out from the real
premises and does not abandon them for a moment. its premises are men, not in
any fantastic isolation and rigidity, but in their actual, empirically perceptible
process of development under definite conditions. As soon as this active life-
process is described, history ceases to be a collection of dead facts as it
is with the empiticists (themselves still abstract), or an imagined activity
of imagined subjects, as with the idealists.
Where speculation ends-in real life-there real, positive science begins: the
representation of the practical activity, of the practical process of development
of men. Empty talk about consciousness ceases, and real knowledge has to take
its place. When reality is depicted, philosophy as an independent branch of
knowledge loses its medium of existence. At the best its place can only be taken
by a summing-up of the most general results, abstractions which arise from the
observation of the historical development of men. Viewed apart from real his-
tory, these abstractions have in themselves no value whatsoever. They can only
serve to facilitate the arrangement of historical material, to indicate the
se- quence of its separate strata. But they by no means afford a recipe or schema,
as does philosophy, for neatly trimming the epochs of history. on the contrary,
our difficulties begin only when we set about the observation and the arrange-
ment-the real depiction-of our historical material, whether of a past epoch
or of the present. The removal of these difficulties is governed by premises
which it is quite impossible to state here, but which only the study of the
actual Reprocess and the activity of the individuals of each epoch will make
evident. [
]
Language is as old as consciousness, language is practical consciousness that
exists also for other men, and for that reason alone it really exists for me
person- ally as well; language, like consciousness, only arises from the need,
the neces- sity, of intercourse with other men. Where there exists a relationship,
it exists for me: the animal does not enter into'relations'with anything, it
does not enter into any relation at A. For the animal, its relation to others
does not exist as a relation. Consciousness is, therefore, from the very beginning
a social product, and re- mains so as long as men exist at all. Consciousness
is at first, of course, merely consciousness concerning the immediate sensuous
environment and conscious- ness of the limited connection with other persons
and things outside the indi- vidual who is arowing self-conscious. At the same
time it is consciousness of nature, which first appears to men as a completely
alien, all-powerful and unas- sailable force, with which men's relations are
purely animal and by which they are overawed like beasts; it is thus a purely
animal consciousness of nature (nat- ural religion) just because nature is as
yet hardly modified historically. (We see here immediately: this natural religion
or this particular relation of men to na- ture is determined by the form of
society and vice versa. Here, as everywhere, the identity of nature and man
appears in such a way that the restricted relation of men to nature determines
their restricted relation to one another, and their re- stricted relation to
one another determines men's restricted relation to nature.) on the other hand,
nian@s consciousness of the necessity of associating with the individuals around
him is the beginning of the consciousness that he is living in society at all.
This beginning is as animal as social life itself at this stage. It is mere
herd-consciousness, and at this point man is only distinguished from sheep by
the fact that with him consciousness takes the place of instinct or that his
instinct is a conscious one. This sheep-like or tribal consciousness receives
its further de- velopment and extension through increased productivity, the
increase of needs, and, what is fundamental to both of these, the increase of
population. With these there develops the division of tabour, which was originally
nothing but the division of tabour in the sexual act, then that division of
tabour which develops spontaneously or 'naturally' by virtue of natural predisposition
(e.g. physical strength), needs, accidents, etc. etc.
[From TRe German Ideolog, ed. and introd. C. J. Arthur (Lawrence & Wishart,
London, 1970),42,46-8,5-. Written i845-6.1
CHARLES DARWIN
Natural Selection
We have reason to believe that a change in the conditions of life, by specially
acting on the reproductive system, causes or increases variability; and in the
fore- going case the conditions of life are supposed to have undergone a change,
and this would manifestly be favorable to natural selection, by giving a better
chance of profitable variations occurring; and unless profitable variations
do occur, natural selection can do nothing. Not that, as I believe, any extreme
amount of variability is necessary; as man can certainly produce great results
by adding up in any given direction mere individual differences, so could Nature,
but far more easily, from having incomparably longer time at her disposal. Nor
do I believe that any great physical change, as of climate, or any unusual degree
of isolation to check immigration, is actually necessary to produce new and
un- occupied places for natural selection to fill up by modifying and improving
some of the varying inhabitants. For as all the inhabitants of each country
are struggling together with nicely balanced forces, extremely slight modifications
in the structure or habits of one inhabitant would often give it an advantage
over others; and still further modifications of the same kind would often still
further increase the advantage. No country can be named in which all the native
inhabitants are now so perfectly adapted to each other and to the physical conditions
under which they live, that none of them could anyhow be improved; for in all
countries, the natives have been so far conquered by naturalized productions,
that they have allowed foreigners to take firm possession of the land. And as
foreigners have thus everywhere beaten some of the natives, we may safely conclude
that the natives might have been modified with advantage, so as to have better
resisted such intruders.
As man can produce and certainly has produced a great result by his methodical
and unconscious means of selection, what may not Nature effect? Man can act
only on external and visible characters: Nature cares nothing for appearances,
except in so far as they may be useful to any being. She can act on every internal
organ, on every shade of constitutional difference, on the whole machinery of
life. Man selects only for his own good; Nature only for that of the being which
she tends. Every selected character is fully exercised by her; and the being
is placed under well-suited conditions of life. Man keeps the natives of many
climates in the same country; he seldom exercises each selected character in
some peculiar and fitting manner; he feeds a long and a short beaked pigeon
on the same food; he does not exercise a long-backed or long-legged quadruped
in any peculiar manner; he exposes sheep with long and short wool to the same
climate. He does not allow the most vigorous males to struggle for the females.
He does not rigidly destroy all inferior animals, but protects during each varying
season, as far as lies in his power, all his productions. He often begins his
se- lection by some half-monstrous form; or at least by some modification prominent
enough to catch his eye, or to be plainly useful to him. Under nature, the slightest
difference of structure or constitution may well turn the nicely- balanced scale
in the struggle for He, and so be preserved. How fleeting are the wishes and
efforts of man! how short his time! and consequently how poor win his products
be, compared with those accumulated by Nature during whole geological periods.
Can we wonder, then, that Nature's productions should be far 'truer' in character
than man's productions; that they should be infinitely better adapted to the
most complex conditions of life, and should plainly bear the stamp of far higher
workmanship?
it may metaphorically be said that natural selection is daily and hourly scrutinising,
throughout the world, every variation, even the slightest; rejecting that which
is bad, preserving and adding up all that is good; silently and insensibly working,
whenever and wherever opportunity offers, at the improvement of each organic
being in relation to its organic and inorganic conditions of life. We see nothing
of these slow changes in progress, until the hand of time has marked the long
lapse of ages, and then so imperfect is our view into long past geological ages,
that we only see that the forms of life are now different from what they formerly
were.
[From The Origin of Species, ed. with introd. by Gillian Beer (Oxford University
Press, Oxford, 1996),68-70. First published 1859.]
CHARLES DARWIN
The Advantage of Morality
It must not be forgotten that although a high standard of morality gives but
a slight or no advantage to each individual man and his children over the other
men of the same tribe, yet that an advancement in the standard of morality and
an increase in the number of well-endowed men will certainly give an immense
advantage to one tribe over another. There can be no doubt that a tribe including
many members who, from possessing in a high degree the spirit of patriotism,
fidelity, obedience, courage, and sympathy, were always ready to give aid to
each other and to sacrifice themselves for the common good, would be victorious
over most other tribes; and this would be natural selection.
[From The Descent of Man and Selection in Relation to Sex (John Murray, London,
1871), i 166.]
PETER KROPOTKIN
Mutual Aid
Happily enough, competition is not the rule either in the animal world or in
mankind. It is limited among animals to exceptional periods, and natural selection
finds better fields for its activity. Better conditions are created by the elimination
of competition by means of mutual aid and mutual support. In the great struggle
for life-for the greatest possible fullness and intensity of life with the least
waste of energy-natural selection continually seeks out the ways precisely for
avoiding competition as much as possible. The ants combine in nests and nations;
they pile up their stores, they rear their cattle-and thus avoid com- petition;
and natural selection picks out of the ants' family the species which know best
how to avoid competition, with its unavoidably deleterious consequences. Most
of our birds slowly move southwards as the winter comes, or gather in numberless
societies and undertake long journeys-and thus avoid competition. Many rodents
fall asleep when the time comes that competition should set in; while other
rodents store food for the winter, and gather in large villages for obtaining
the necessary protection when at work. The reindeer, when the lichens are dry
in the interior of the continent, migrate towards the sea. Buffaloes cross an
immense continent in order to find plenty of food. And the beavers, when they
grow numerous on a river, divide into two parties, and go, the old ones down
the river, and the young ones up the river-and avoid competition. And when animals
can neither fall asleep, nor migrate, nor lay in stores, nor themselves grow
their food like the ants, they do what the titmouse does, and what Wallace (Darwinism,
ch. v.) has so charmingly described: they re- sort to new kinds of food-and
thus, again, avoid competition.
'Don't compete!--competition is always injurious to the species, and you have
plenty of resources to avoid it!' That is the tendency of nature, not always
realized in full, but always present. That is the watchword which comes to us
from the bush, the forest, the river, the ocean. 'Therefore combine-practise
mutual aid! That is the surest means for giving to each and to all the greatest
safety, the best guarantee of existence and progress, bodily, intellectual,
and moral.' That is what Nature teaches us; and that is what all those animals
which have attained the highest position in their respective classes have done.
That is also what man-the most primitive man-has been doing; and that is why
man has reached the position upon which we stand now [
]
Though a good deal of warfare goes on between different classes of animals,
or different species, or even different tribes of the same species, peace and
mutual support are the rule within the tribe or the species; and that those
species which best know how to combine, and to avoid competition, have the best
chances of survival and of a further progressive development. They prosper,
while the unsociable species decay.
It is evident that it would be quite contrary to all that we know of nature
if men were an exception to so general a rule: if a creature so defenseless
as man was at his beginnings should have found his protection and his way to
progress, not in mutual support, like other animals, but in a reckless competition
for personal advantages, with no regard to the interests of the species. To
a mind accustomed to the idea of unity in nature, such a proposition appears
utterly indefensible. And yet, improbable and unphilosophical as it is, it has
never found a lack of supporters. There always were writers who took a pessimistic
view of mankind. They knew it, more or less superficially, through their own
limited experience; they knew of history what the annalists, always watchful
of wars, cruelty, and oppression, told of it, and little more besides; and they
concluded that mankind is nothing but a loose aggregation of beings, always
ready to fight with each other, and only prevented from so doing by the intervention
of some authority.
Hobbes took that position; and while some of his eighteenth-century fol- lowers
endeavored to prove that at no epoch of its existence-not even in its most primitive
condition-mankind lived in a state of perpetual warfare; that men have been
sociable even in 'the state of nature,' and that want of know- ledge, rather
than the natural bad inclinations of man, brought humanity to all the horrors
of its early historical life,-his idea was, on the contrary, that the so-called
'state of nature' was nothing but a permanent fight between individuals, accidentally
huddled together by the mere caprice of their bestial existence. True, that
science has made some progress since Hobbes's time, and that we have safer ground
to stand upon than the speculations of Hobbes or Rousseau. But the Hobbesian
philosophy has plenty of admirers still; and we have had of late quite a school
of writers who, taking possession of Darwin's terminology rather than of his
leading ideas, made of it an argument in favour of Hobbes's views upon primitive
man, and even succeeded in giving them a scientific appearance. Huxley, as is
known, took the lead of that school, and in a paper written in 1888 he represented
primitive men as a sort of tigers or lions, deprived of all ethical conceptions,
fighting out the struggle for existence to its bitter end, and living a life
of 'continue free fight'; to quote his own words-beyond the limited and temporary
relations of the family, the Hobbesian war of each against all was the normal
state of existence.'
it has been remarked more than once that the chief error of Hobbes, and the
eighteenth-century philosophers as well, was to imagine that mankind began its
life in the shape of small straggling families, something like the 'limited
and temporary' families of the bigger carnivores, while in reality it is now
positively known that such was not the case. Of course, we have no direct evidence
as to the modes of life of the first man-like beings. We are not yet settled
even as to the time of their first appearance, geologists being inclined at
present to see their traces in the Pliocene, or even the Miocene, deposits of
the Tertiary period. But we have the indirect method which permits us to throw
some light even upon that remote antiquity. A most careful investigation into
the social institutions of the lowest races has been carried on during the last
forty years, and it has revealed among the present institutions of primitive
folk some traces of still older institutions which have long disappeared, but
nevertheless left un- mistakable traces of their previous existence. [
]
And that science has established beyond any doubt that mankind did not begin
its life in the shape of small isolated families. Mankind, we find men living
in societies-in tribes similar to those of the highest mammals; and an extremely
slow and long evolution was required to bring these societies to the gentile,
or clan organization, which, in its turn, had to undergo another, also very
long evolution, before the first germs of family, polygamous or monogamous,
could appear. Societies, bands, or tribes-not families-were thus the primitive
form of organization of mankind and its earliest ancestors. That is what ethnology
has come to after its painstaking researches. And in so doing it simply came
to what might have been foreseen by the zoologist. None of the higher mammals,
save a few carnivores and a few undoubtedly-decaying species of apes (orang-outangs
and gorillas), live in small families, isolatedly straggling in the woods. All
others live in societies. And Darwin so well understood that isolatedly-living
apes never could have developed into man-like beings, that he was inclined to
consider man as descended from some comparatively weak but social species, like
the chimpanzee, rather than from some stronger but unsociable species, like
the gorilla. Zoology and palaeo-ethnology are thus agreed in considering that
the band, not the family, was the earliest form of social life. The first human
societies simply were a further development of those societies which constitute
the very essence of life of the higher animals.
[From Mutual Aid, introd. George Woodcock (Black Rose Books, Montreal, 1989),
74-80. First published 1910.]